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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2026-08-18
  • ND RA
    APPROVED
    Since 2026-08-18

Branch Locations

51 Broadway, Fargo, ND 58102-4970 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Fargo ND 05/2026 Present
Jd Legal Planning Fargo ND 05/2023 05/2026
University Of Iowa College Of Law Iowa City IA 01/2022 Present
O'KEefe O'BRien Lyson Attorneys Fargo ND 09/2021 02/2023
Simmons Perrine Moyer Bergman Cedar Rapids IA 09/2016 09/2021
Justice101 Iowa City IA 06/2020 Present
Simmons Perrine Moyer Bergman Cedar Rapids IA 05/2015 09/2016
  • 05/2026 → Present
    Fargo, ND
  • 05/2023 → 05/2026
    Jd Legal Planning
    Fargo, ND
  • 01/2022 → Present
    University Of Iowa College Of Law
    Iowa City, IA
  • 09/2021 → 02/2023
    O'KEefe O'BRien Lyson Attorneys
    Fargo, ND
  • 09/2016 → 09/2021
    Simmons Perrine Moyer Bergman
    Cedar Rapids, IA
  • 06/2020 → Present
    Justice101
    Iowa City, IA
  • 05/2015 → 09/2016
    Simmons Perrine Moyer Bergman
    Cedar Rapids, IA
Other Businesses

Justice101, which I have listed above, is a non-profit dedicated to empowering students by educating them about their fundamental constitutional rights under the Fourth Amendment to the US Constitution. it is not investment related. It's an Iowa non-profit with a principal office of 666 Grand Ave Suite 2000, Des Moines, IA 50309. I am the President and Treasurer. A classmate and wrote the underlying curriculum in 2016 while we were in law school. I created Justice101 in June 2020 and received non-profit status in August 2020. Most months, I do approximately 5-10 hours forJustice101. My position at the University of Iowa College of Law is directly related to Justice101 because we teach the underlying curriculum to law students -- most frequently in January and August each year. The classes with law students are generally after trading hours. In January and August I go to Iowa to teach with the law students, which is the only events the usually take place during trading hours. Outside of events involving the University of Iowa, Justice101 generally holds public classes or workshops where we teach participants the metes and bounds of their Fourth Amendment Rights.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-10
  • S66 Uniform Combined State Law Examination
    2026-08-10

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