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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-08-10 |
Branch Locations
101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rocket Mortgage, Llc | Detroit | MI | 02/2014 | 05/2024 |
| Lpl Enterprise Llc | Troy | MI | 02/2026 | Present |
| Unemployed | Troy | MI | 05/2024 | 02/2026 |
1. 2/23/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Troy MI - OBA Start date: 02/20/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 2/23/2026 - RICHARD YOON N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment Related - Troy MI - OBA Start date: 02/20/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-10 |
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