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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-28
MI RA APPROVED 2015-05-22
  • TX RA
    APPROVED_RES
    Since 2015-05-28
  • MI RA
    APPROVED
    Since 2015-05-22

Branch Locations

Grosse Pte Farms, MI • United States

2050 Livernois Rd Ste B, Troy, MI 48083-1757 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Grosse Pte Farms MI 05/2015 Present
Center For Wealth Planning Advisors, Inc Troy MI 05/2015 06/2017
  • 05/2015 → Present
    Grosse Pte Farms, MI
  • 05/2015 → 06/2017
    Center For Wealth Planning Advisors, Inc
    Troy, MI
Previous Registrations
  • 2015-05-27 → 2017-06-27
    Center For Wealth Planning Advisors, Inc
    Troy, MI
  • 2010-10-08 → 2015-06-11
    Birmingham, MI
    Birmingham, MI
    Birmingham, MI
Other Businesses

1. 05/18/2015: KENWOOD CAPITAL ADVISORS, LLC - NOT INV REL - HOME BASED - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 06/01/2000 - NO TIME SPENT - MANAGING DIRECTOR 2. 4/18/2017 - Center For Wealth Planning, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/27/2017 - 120 Hours Per Month/8 Hours During Securities Trading. 3. 02/10/2022 - BBJ Aviation, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 12/03/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 01/03/2024 - Residential Real Estate Rentals - Real Estate Rental - Landlord - Investment Related - Harper Woods, MI & St. Petersburg, FL - Start Date 06/18/1982 - 7 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-23
S63 Uniform Securities Agent State Law Examination 2005-07-21
  • S65 Uniform Investment Adviser Law Examination
    2005-08-23
  • S63 Uniform Securities Agent State Law Examination
    2005-07-21

View on SEC IAPD

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