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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-07-24 |
| MI | RA | APPROVED | 2010-07-02 |
Branch Locations
2050 Livernois Rd Ste B, Troy, MI 48083-1757 • United States
Lake Orion, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Auburn Hills | MI | 05/2009 | Present |
(1) 5/19/2009: KING OF CLUBS, LLC - Real Estate Rental - INV REL - AT REPORTED BUSINESS LOCATION - Treasurer of "King of Clubs" a multi-family owned vacation property - 1% TIME SPENT. (2) 04/11/2019 - Eugene Cohen Insurance Agency (LifePro) - Investment related - At reported business location(s) - Non-Variable Insurance - start date:03/25/2019 - 2 hrs/mo - 1 hr during trading. (3) 12/20/2023 - Other - Buy/Sell Goods on reseller sites - Not Investment Related - Home Based - Start Date: 10/10/2022 - 10 Hours Per Month/0 Hours During Securities Trading. (4) 07/31/2024 - LifePro, Comprehensive Planning - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/14/2013 - 10 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-19 |
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