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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-20
RI RA APPROVED 2026-07-15
  • TX RA
    APPROVED
    Since 2026-07-20
  • RI RA
    APPROVED
    Since 2026-07-15

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 02/2026 Present
Walgreens Moosup CT 10/2021 Present
Fidelity Investments Smithfield RI 06/2022 09/2024
Trinity Academy For Performing Arts/ Education Providence RI 03/2016 09/2021
Lowe's Dayville CT 10/2025 10/2025
Goodwill Industries Of Southern New England Inc Providence RI 07/2018 02/2019
Walmart Brooklyn CT 09/2025 02/2026
Home Depot Oxford MA 04/2025 07/2025
Brown University Providence RI 09/2019 03/2020
  • 02/2026 → Present
    Lincoln, RI
  • 10/2021 → Present
    Walgreens
    Moosup, CT
  • 06/2022 → 09/2024
    Fidelity Investments
    Smithfield, RI
  • 03/2016 → 09/2021
    Trinity Academy For Performing Arts/ Education
    Providence, RI
  • 10/2025 → 10/2025
    Lowe's
    Dayville, CT
  • 07/2018 → 02/2019
    Goodwill Industries Of Southern New England Inc
    Providence, RI
  • 09/2025 → 02/2026
    Walmart
    Brooklyn, CT
  • 04/2025 → 07/2025
    Home Depot
    Oxford, MA
  • 09/2019 → 03/2020
    Brown University
    Providence, RI
Other Businesses

I*: 3852273 Entity Type: For Profit, Publicly Traded Name of OBA: Walgreens Address: Moosup, CT 06354 Investment Related: No Position, Title, Association: Front of Store Associate Employee Start Date: 09/2021 No Hours: 7 hrs wkly No Hours during trading: 0 Duties: Front of store associate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-15
  • S66 Uniform Combined State Law Examination
    2026-07-15
Other Names
  • Youset A Cruz

View on SEC IAPD

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