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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-27 |
| TX | RA | APPROVED | 2026-08-22 |
Branch Locations
4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Phoenix | AZ | 07/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Phoenix | AZ | 07/2026 | Present |
| Morgan Stanley | Tucson | AZ | 03/2026 | 06/2026 |
| Unemployed | Scottsdale | AZ | 08/2025 | 03/2026 |
| J.P. Morgan Securities Llc | Phoenix | AZ | 06/2025 | 08/2025 |
| Unemployed | Scottsdale | AZ | 08/2023 | 06/2025 |
| Integrity Capital Llc | Scottsdale | AZ | 07/2023 | 08/2023 |
| Boulders Resort & Spa/Curio Collection By Hilton | Scottsdale | AZ | 06/2023 | 08/2023 |
| Unemployed | Boise | ID | 08/2020 | 06/2023 |
| Lightner Group Llc | Boise | ID | 07/2020 | 08/2020 |
| Unemployed | Boise | ID | 07/2016 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-22 |
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