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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-16 |
| MA | RA | APPROVED | 2020-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Bank | Vernon | MA | 10/2016 | 03/2020 |
| Macys Logistics And Operations | South Windsor | CT | 10/2015 | 10/2016 |
| Infinex Investments, Inc | Vernon | CT | 10/2016 | 03/2020 |
| Raymond James Financial Services Advisors, Inc. | East Longmeadow | MA | 03/2020 | Present |
| Raymond James Financial Services, Inc. | East Longmeadow | MA | 03/2020 | Present |
| Peoples Bank | Holyoke | MA | 08/2020 | Present |
(1)Name of Business: Citizens Restoring Congamond Address: 36 Grove Street , Southwick, MA, 01077, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 07/07/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the treasurer for the CRC. I will help keep the accounts accurate and up to date and report them to the group when we meet which is typically 6 times a year. (2)Name of Business: PeoplesBank Address: 1866 Northampton St , Holyoke , MA, 01040, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 08/21/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Registered Representative (3)Name of Business: PeoplesWealth Advisory Group Address: 201 N Main St , East Longmeadow , MA, 01028, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/21/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Registered Representative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-06 |
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