Michael Scott Poggi

Current Employers

Employment History

• 09/2010 → Present
  Lpl Financial, Llc
  East Longmeadow, MA
• 05/2014 → 03/2025
  Private Portfolio Partners, Llc
  East Longmeadow, MA

Previous Registrations

• 2014-08-26 → 2025-04-08
  Private Portfolio Partners, Llc
  East Longmeadow, MA
  Paramus, NJ
  East Longmeadow, MA
• 2007-05-08 → 2009-12-31
  Wells Fargo Advisors Financial Network, Llc
  E. Long Meadow, MA

Other Businesses

1. 09/20/2010: M. Scott Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 09/20/2010: No Business Name - Not Investment Related - Mortgage/Real Estate Services - Time Spent 20% - Licensed agent for selling, listing and buying real estate. I also own and buy property myself. I will be keeping all real estate activities at a different location. They will not be commingled w/inv. clients. 3. 5/2/2011: M. Scott Investments Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Offer clients insurance / insurance related products by some carriers that are not offered through LPL. 4. 10/23/2014: Innovative Capital Partners - Not Investment Related - 68 Favorite Lane, East Longmeadow, MA 01028 - Other-Patent owner/licensing - Started 10/15/2014 - 10 Hours Per Month/2 Hours During Securities Trading - CEO/CFO of Innovative Capital Partners, also a 50% owner. 5. 05/26/2016 * LLP North Main LLC * Real Estate Rental * not inv rel * 61R North Main Street Suite #3 East Longmeadow, MA 01028 * I am investing in an LLC that will be owning / building 61R North Main Street, in East Longmeadow. It will be professional commercial space (no retail, and no other investment people at this time. My practice will be one of the rentors, RE Laplante Constr * start 01/01/2016 * 1 hr/mo during secs trdg hrs. 6. 09/29/2021 - M. Scott Investment Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 06/10/2021 - 10 Hours Per Month/0 Hours During Trading. 7. 09/01/2023 - Western New England University - Other - Adjunct Professor - Not Investment Related - Wilbraham Road, Springfield, MA - Start Date 09/01/2023 - 16 Hours Per Month/ 8 Hours During Trading 8. 10/01/2025- Mike & Jill VT RENTAL- Real Estate Rental- INV Related- At Ludlow VT- Start date 09/11/2025- 5 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2007-06-11
• S65 Uniform Investment Adviser Law Examination
  2000-02-07
• S63 Uniform Securities Agent State Law Examination
  1999-03-20

Designations

Other Names

• Michael Scott Poggi
• Michael Scott Poggi