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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-18 |
Branch Locations
700 Bear Swamp Rd, Peru, NY 12972 • United States
Plattsburgh, NY • United States
1916 Black River Blvd, Rome, NY 13440 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Services, Inc. | Montpelier | VT | 11/2016 | 06/2017 |
| National Life Group | Montpelier | VT | 11/2015 | 03/2017 |
| Edward Jones | St. Louis | MO | 06/2017 | 04/2018 |
| Td Ameritrade | Burlington | VT | 04/2018 | 11/2018 |
| Cuna Mutual Group | Waverly | IA | 12/2018 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 12/2018 | Present |
| Lpl Financial Llc | Plattsburgh | NY | 05/2022 | Present |
1. 05-18-2022-SeaComm Personal Financial Advisor Services- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 2. 10/19/2023 - AmeriCU Investments - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)- Start Date 10/04/2023 - 173 Hours Per Month/ 133 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-10 |
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