Steven Anthony Maicus

Current Employers

Employment History

• 01/1996 → 07/2019
  Brooke & Irwin Insurance, Inc.
  Plattsburgh, NY
• 08/2010 → 07/2019
  Lincoln Investment
  Plattsburgh, NY
• 07/2019 → 09/2020
  Securities Service Network
  Plattsburgh, NY
• 07/2019 → 09/2020
  Ssn Advisory, Inc.
  Plattsburgh, NY
• 09/2020 → 06/2024
  Securities America, Inc.
  Plattsburgh, NY
• 09/2020 → 06/2024
  Securities America Advisors
  Plattsburgh, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Plattsburgh, NY

Previous Registrations

• 2021-10-18 → 2024-06-14
  Securities America Advisors, Inc.
  Plattsburgh, NY

Other Businesses

1. MURRAY & ZUCKERMANN, INC. -Independent Agent -Sales & service of fixed Life insurance policies INVEST RELATED Yes #HRS 10 SEC TRADE HRS 5 -8/4/03 -128 Erie Blvd, Schenectady NY 12301 -As clients come to me with a need(s) for life insurance, I often request life insurance quotes from Murray & Zuckermann, they are licensed with multiple companies. If the said quote(s) meet the client's satisfaction, we place an application for the life insurance with the carrier that Murray & Zuckermann is offering the quote with. I continue to service the client for the policies issued, as needed 2. STEVEN A. MAICUS POSITION: Insurance Agent NATURE: Sales and service of insurance policies and products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 09/18/2020 ADDRESS: 237 Tom Miller Rd, Plattsburgh NY 12901 DESCRIPTION: When clients come to me with their financial needs and desires, I help them evaluate and define a clear picture of those wants. We then evaluate various insurance and investment products with a plan of placing them on the path to accomplishing their stated want(s), based on the resources available to the client. The activities of this OBA are as follows: Assess client needs, evaluate client resources, and, where appropriate, offer insurance products to mitigate the client's identified need(s). To meet my client's insurance needs, I am individually licensed with a number of different insurance companies as an insurance agent. After insurance products are purchased, I serve those products as needed. 3. STEVEN A. MAICUS POSITION: Insurance Agent NATURE: Licensed Life, Accident, and Health Insurance Agent. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 09/18/2020 ADDRESS: 3384 Route 22, Unit # 6, Peru NY 12972, United States DESCRIPTION: As a Licensed Life, Accident and Health Insurance agent, I help prospective and active clients with life insurance, fixed annuity, and health insurance needs in several ways: 1) assessment of their needs, 2) compare current coverage with their anticipated needs, 3) obtain coverage quotes and comparisons, when requested, 4) submit the product applications when requested, 5) service the client's accounts as needed. 4. STEVEN A. MAICUS POSITION: Insurance Agent NATURE: Licensed Property and Casualty Insurance agent. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/18/2020 ADDRESS: 3384 State Route 22, Unit # 6, Peru NY 12972, United States DESCRIPTION: As a licensed Property and Casualty Insurance agent, I help prospective and active clients with their property and casualty insurance needs in a variety of ways: 1) help them assess their insurance needs, 2) compare their current coverage with those anticipated needs, 3) obtain insurance coverage quotes and comparisons, when requested, 4) submit property and casualty insurance applications for coverage when requested, 5) service the client's accounts as needed.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-01-07

Other Names

• Steven Anthony Maicus
• Steven A Maicus