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Shane Patrick Racette

Td Private Client Wealth LLC

Plattsburgh, NY

White Plains, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-02-04
CO RA APPROVED 2025-08-06
TX RA APPROVED_RES 2025-03-25
CA RA APPROVED 2024-07-10
ID RA APPROVED 2024-06-24
NC RA APPROVED 2023-08-01
FL RA APPROVED 2023-01-04
VT RA APPROVED 2021-12-14
NJ RA APPROVED 2021-05-13
CT RA APPROVED 2021-05-12
NY RA APPROVED 2021-05-11
  • NV RA
    APPROVED
    Since 2026-02-04
  • CO RA
    APPROVED
    Since 2025-08-06
  • TX RA
    APPROVED_RES
    Since 2025-03-25
  • CA RA
    APPROVED
    Since 2024-07-10
  • ID RA
    APPROVED
    Since 2024-06-24
  • NC RA
    APPROVED
    Since 2023-08-01
  • FL RA
    APPROVED
    Since 2023-01-04
  • VT RA
    APPROVED
    Since 2021-12-14
  • NJ RA
    APPROVED
    Since 2021-05-13
  • CT RA
    APPROVED
    Since 2021-05-12
  • NY RA
    APPROVED
    Since 2021-05-11

Branch Locations

714 Route 3, Plattsburgh, NY 12901 • United States

1133 Westchester Ave, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank Na Plattsburgh NY 08/2018 04/2021
Della Subaru Of Plattsburgh Plattsburgh NY 02/2017 06/2018
Ufirst Fcu Plattsburgh NY 08/2008 02/2017
Td Bank N.A. Plattsburgh NY 04/2021 Present
Td Private Client Wealth Llc Plattsburgh NY 04/2021 Present
  • 08/2018 → 04/2021
    Td Bank Na
    Plattsburgh, NY
  • 02/2017 → 06/2018
    Della Subaru Of Plattsburgh
    Plattsburgh, NY
  • 08/2008 → 02/2017
    Ufirst Fcu
    Plattsburgh, NY
  • 04/2021 → Present
    Td Bank N.A.
    Plattsburgh, NY
  • 04/2021 → Present
    Td Private Client Wealth Llc
    Plattsburgh, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-22
S65 Uniform Investment Adviser Law Examination 2021-05-11
  • S63 Uniform Securities Agent State Law Examination
    2025-08-22
  • S65 Uniform Investment Adviser Law Examination
    2021-05-11
Other Names
  • Shane Racette

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PLATTSBURGH, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Plattsburgh, NY
LPL FINANCIAL LLC · PLATTSBURGH, NY
EDWARD JONES · Plattsburgh, NY
LPL FINANCIAL LLC · PLATTSBURGH, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Plattsburgh, NY
OSAIC WEALTH, INC. · PLATTSBURGH, NY
CETERA INVESTMENT ADVISERS LLC · PLATTSBURGH, NY

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