Best Investors Account Sign in
Inactive

Thomas Stone Brown

Tandem Financial, LLC

Greenwood Village, CO

Claim This Profile
Current Employers
Tandem Financial, Llc

8400 E. Prentice Ave. Suite 1360, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-13
  • CO RA
    APPROVED
    Since 2026-07-13

Branch Locations

8400 E. Prentice Ave. Suite 1360, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Red Robin Lone Tree CO 06/2020 05/2021
Ymca Of The Rockies Winter Park CO 05/2022 08/2022
Slattery's Pub And Grill Greenwood Village CO 12/2021 03/2023
Tandem Financial Llc Greenwood Village CO 06/2024 08/2024
Go Kickball Fort Collins CO 03/2025 06/2025
Tandem Financial Llc Greenwood Village CO 07/2025 Present
West Middle School Denver CO 08/2014 05/2017
Cherry Creek High School Denver CO 08/2017 05/2021
Colorado State University Fort Collins CO 08/2021 05/2025
  • 06/2020 → 05/2021
    Red Robin
    Lone Tree, CO
  • 05/2022 → 08/2022
    Ymca Of The Rockies
    Winter Park, CO
  • 12/2021 → 03/2023
    Slattery's Pub And Grill
    Greenwood Village, CO
  • 06/2024 → 08/2024
    Tandem Financial Llc
    Greenwood Village, CO
  • 03/2025 → 06/2025
    Go Kickball
    Fort Collins, CO
  • 07/2025 → Present
    Tandem Financial Llc
    Greenwood Village, CO
  • 08/2014 → 05/2017
    West Middle School
    Denver, CO
  • 08/2017 → 05/2021
    Cherry Creek High School
    Denver, CO
  • 08/2021 → 05/2025
    Colorado State University
    Fort Collins, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-22
  • S65 Uniform Investment Adviser Law Examination
    2026-06-22

View on SEC IAPD

Other Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC
MORGAN STANLEY
RBC CAPITAL MARKETS, LLC
LPL FINANCIAL LLC
WESTERN WEALTH MANAGEMENT LLC
CONCURRENT INVESTMENT ADVISORS, LLC

Other Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford
DEANNA LEE MEYER
BRENT Allan LEE
Dean Edward Norsworthy
ANDREW T DODDS
DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

More in Greenwood Village, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor