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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Saint Petersburg Florida | Saint Petersburg | FL | 04/2018 | 10/2025 |
| Advanta Ira | Largo | FL | 02/2017 | 03/2018 |
| City Of Saint Petersburg | Saint Petersburg | FL | 06/2016 | 12/2016 |
| University Of South Florida | Saint Petersburg | FL | 01/2016 | 02/2017 |
| Skyway Cpa | Saint Petersburg | FL | 11/2025 | Present |
| Lpl Financial Llc | Tampa | FL | 01/2026 | Present |
1- 01/2026 / Cap Equity Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 160 hrs during trading / At reported business location(s) 2- 01/2026 / Skyway CPA / Tax Prep/Accounting/CPA / Not Investment Related / 20 hrs mth / 10 hrs during trading / Start date: 11/07/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-07 |
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