Harrisen Lee Harms

Employer firm

Midwestern Securities Trading Company, LLC CRD 101080

$1.98B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PORTFOLIO MANAGEMENT FOR 401(K) RETIREMENT PLANS DEFINED IN SECTION 3(38) OF ERISA RULES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2026 → Present
  Midwestern Securities Trading Company
  East Peoria, IL
• 07/2021 → 12/2025
  Dicks Sporting Goods
  Urbana, IL
• 04/2022 → 10/2022
  Lakeview Country Club
  Loda, IL
• 07/2019 → 08/2021
  Craigs Concrete
  Gilman, IL
• 01/2024 → 12/2025
  Illinois State University
  Normal, IL
• 08/2021 → 11/2023
  Parkland College
  Champaign, IL
• 07/2016 → 06/2021
  Paxton Buckley Loda Schools
  Paxton, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-07-16

Other Names

• Hank Lee Harms