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Employer firm

Midwestern Securities Trading Company, LLC CRD 101080

$1.98B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PORTFOLIO MANAGEMENT FOR 401(K) RETIREMENT PLANS DEFINED IN SECTION 3(38) OF ERISA RULES

From the firm’s Form ADV. Read the guides:

Current Employers
Midwestern Securities Trading Company, Llc

235 Everett St, East Peoria, IL 61611 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-05-27
  • OH RA
    APPROVED
    Since 2021-05-27

Branch Locations

235 Everett St, East Peoria, IL 61611 • USA

Tallmadge, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwestern Securities Trading Co. Llc East Peoria IL 08/2016 Present
  • 08/2016 → Present
    Midwestern Securities Trading Co. Llc
    East Peoria, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-26
  • S66 Uniform Combined State Law Examination
    2021-05-26
Other Names
  • Andrew Reed

View on SEC IAPD

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