Caleb Augustt

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL

Other Businesses

I*1557289 For profit or not for profit: Entity For Profit Name of outside business organization: Cozzzy Places LLC Investment related: N Address of business: Tampa, Florida, 33604, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 10/30/2023 Number of hours devoted: 0 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , The purpose of the entity is to receive compensation, rent or temporary stay, for an in-law suite attached to current residence, in order to help pay mortgage. My primary duty is to manage and operate this entity.

Exams

• S66 Uniform Combined State Law Examination
  2019-04-19

Other Names

• Edem Caleb Augustt