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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-27
  • CA RA
    APPROVED
    Since 2026-07-27

Branch Locations

16640 Ventura Blvd, Encino, CA 91436 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Los Angeles CA 01/2026 06/2026
Vega Settlement Group Los Angeles CA 08/2024 06/2026
Sgv Law, Apc Alhambra CA 01/2024 10/2024
Unemployed Los Angeles CA 01/2023 12/2023
Jamba Juice Alhambra CA 04/2020 09/2022
United Parcel Service Los Angeles CA 11/2019 12/2019
Bruno's Tavern New Orleans LA 01/2019 05/2019
College- California State University, Long Beach Long Beach CA 08/2017 12/2022
Swedish Scoops Pasadena CA 01/2018 12/2019
Hangar 18 Climbing Gym Arcadia CA 06/2022 07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Encino CA 06/2026 Present
Loyola High School, Los Angeles Los Angeles CA 08/2013 07/2017
Bank Of America, N.A. Encino CA 08/2026 Present
  • 01/2026 → 06/2026
    Osaic Wealth, Inc.
    Los Angeles, CA
  • 08/2024 → 06/2026
    Vega Settlement Group
    Los Angeles, CA
  • 01/2024 → 10/2024
    Sgv Law, Apc
    Alhambra, CA
  • 01/2023 → 12/2023
    Unemployed
    Los Angeles, CA
  • 04/2020 → 09/2022
    Jamba Juice
    Alhambra, CA
  • 11/2019 → 12/2019
    United Parcel Service
    Los Angeles, CA
  • 01/2019 → 05/2019
    Bruno's Tavern
    New Orleans, LA
  • 08/2017 → 12/2022
    College- California State University, Long Beach
    Long Beach, CA
  • 01/2018 → 12/2019
    Swedish Scoops
    Pasadena, CA
  • 06/2022 → 07/2022
    Hangar 18 Climbing Gym
    Arcadia, CA
  • 06/2026 → Present
    Encino, CA
  • 08/2013 → 07/2017
    Loyola High School, Los Angeles
    Los Angeles, CA
  • 08/2026 → Present
    Bank Of America, N.A.
    Encino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-27
  • S66 Uniform Combined State Law Examination
    2026-07-27
Other Names
  • Thomas A Adame

View on SEC IAPD

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