Best Investors Account Sign in
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-28
  • NC RA
    APPROVED
    Since 2026-07-28

Branch Locations

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

16700 Statesville Rd, Huntersville, NC 28078 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Tallahassee FL 10/2025 Present
Wells Fargo Bank, Na Tallahassee FL 03/2024 Present
Unemployed Marianna FL 01/2024 03/2024
United Parcel Service (Ups) Marianna FL 10/2023 12/2023
Unemployed Bedford NH 07/2023 10/2023
United States Army Eglin Air Force Base FL 06/2019 06/2023
University Of New Hampshire Durham NH 08/2015 05/2019
Dick's Sporting Goods Newington NH 09/2018 02/2019
University Of New Hampshire Durham NH 08/2016 12/2017
New Hampshire State Senate Concord NH 01/2018 05/2018
  • 10/2025 → Present
    Tallahassee, FL
  • 03/2024 → Present
    Wells Fargo Bank, Na
    Tallahassee, FL
  • 01/2024 → 03/2024
    Unemployed
    Marianna, FL
  • 10/2023 → 12/2023
    United Parcel Service (Ups)
    Marianna, FL
  • 07/2023 → 10/2023
    Unemployed
    Bedford, NH
  • 06/2019 → 06/2023
    United States Army
    Eglin Air Force Base, FL
  • 08/2015 → 05/2019
    University Of New Hampshire
    Durham, NH
  • 09/2018 → 02/2019
    Dick's Sporting Goods
    Newington, NH
  • 08/2016 → 12/2017
    University Of New Hampshire
    Durham, NH
  • 01/2018 → 05/2018
    New Hampshire State Senate
    Concord, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-22
S63 Uniform Securities Agent State Law Examination 2025-12-31
  • S65 Uniform Investment Adviser Law Examination
    2026-07-22
  • S63 Uniform Securities Agent State Law Examination
    2025-12-31

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Birmingham, AL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor