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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-28 |
Branch Locations
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
16700 Statesville Rd, Huntersville, NC 28078 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Tallahassee | FL | 10/2025 | Present |
| Wells Fargo Bank, Na | Tallahassee | FL | 03/2024 | Present |
| Unemployed | Marianna | FL | 01/2024 | 03/2024 |
| United Parcel Service (Ups) | Marianna | FL | 10/2023 | 12/2023 |
| Unemployed | Bedford | NH | 07/2023 | 10/2023 |
| United States Army | Eglin Air Force Base | FL | 06/2019 | 06/2023 |
| University Of New Hampshire | Durham | NH | 08/2015 | 05/2019 |
| Dick's Sporting Goods | Newington | NH | 09/2018 | 02/2019 |
| University Of New Hampshire | Durham | NH | 08/2016 | 12/2017 |
| New Hampshire State Senate | Concord | NH | 01/2018 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-31 |
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