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Dhanya Patel

Ubs Financial Services Inc.

Washington, DC

Richmond, VA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-08-19
  • VA RA
    APPROVED
    Since 2026-08-19

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

951 East Byrd Street, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tropical Smoothie Cafe Suffolk VA 06/2020 08/2020
The Williams School Norfolk VA 08/2016 05/2019
Norfolk Academy Norfolk VA 08/2019 05/2023
Virginia Commonwealth University Richmond VA 08/2023 05/2026
Nasdaq Dorsey Wright Richmond VA 02/2024 11/2025
Ubs Richmond VA 11/2025 05/2026
Ubs Financial Services Inc. Richmond VA 07/2026 Present
  • 06/2020 → 08/2020
    Tropical Smoothie Cafe
    Suffolk, VA
  • 08/2016 → 05/2019
    The Williams School
    Norfolk, VA
  • 08/2019 → 05/2023
    Norfolk Academy
    Norfolk, VA
  • 08/2023 → 05/2026
    Virginia Commonwealth University
    Richmond, VA
  • 02/2024 → 11/2025
    Nasdaq Dorsey Wright
    Richmond, VA
  • 11/2025 → 05/2026
    Ubs
    Richmond, VA
  • 07/2026 → Present
    Ubs Financial Services Inc.
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-10
  • S66 Uniform Combined State Law Examination
    2026-06-10

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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