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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-08-25 |
Branch Locations
8101 E Prentice Ave Ste 775, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vitl Power | Centennial | CO | 01/2025 | 09/2025 |
| Sunrun | Denver | CO | 08/2023 | 01/2025 |
| Mcraes Us Mail Service Inc | West Allis | WI | 06/2016 | 05/2023 |
| Unemployed | Denver | CO | 06/2023 | 07/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2025 | 06/2026 |
| Northwestern Mutual Investment Services Llc | Denver | CO | 01/2026 | 06/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2026 | 06/2026 |
| Unemployed | Denver | CO | 06/2026 | 07/2026 |
| Tenaglia & Associates, Sc | Brookfield | WI | 07/2026 | Present |
| Lpl Financial | Denver | CO | 07/2026 | Present |
1. 07/2026 - Upstream Investment Partners - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 07/23/2026 2. 07/2026 - TENAGLIA BROTHERS LLC - Business Owner - Not Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Denver, CO, 80204 – OBA Start Date: 01/16/2025 3. 07/2026 - Tenaglia & Associates, SC - Tax Prep/Accounting/CPA - Not Inv Related – 20 Hour(s)/Month – 10 Hour(s) During Trading – Brookfield, WI, 53005 – OBA Start Date: 07/01/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2026-03-02 |
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