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Alexis Kum-Lee Dow

Wells Fargo Clearing Services, LLC

Tucson, AZ

Tucson, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-11
  • TX RA
    APPROVED_RES
    Since 2026-08-11

Branch Locations

4669 E Broadway Blvd, Tucson, AZ 85711 • United States

4051 E Sunrise Dr Ste 200 [W6-Rbo], Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Tucson AZ 09/2025 Present
Wells Fargo Bank, Na Tucson AZ 11/2021 Present
Starbucks Tucson AZ 10/2021 11/2021
Sunlight Center For Change Llc Tucson AZ 03/2021 08/2021
Vantage West Credit Union Tucson AZ 03/2020 03/2021
Hacienda Del Lago Vail AZ 07/2017 09/2020
Cienega High School Vail AZ 07/2015 07/2019
  • 09/2025 → Present
    Wells Fargo Clearing Services, Llc
    Tucson, AZ
  • 11/2021 → Present
    Wells Fargo Bank, Na
    Tucson, AZ
  • 10/2021 → 11/2021
    Starbucks
    Tucson, AZ
  • 03/2021 → 08/2021
    Sunlight Center For Change Llc
    Tucson, AZ
  • 03/2020 → 03/2021
    Vantage West Credit Union
    Tucson, AZ
  • 07/2017 → 09/2020
    Hacienda Del Lago
    Vail, AZ
  • 07/2015 → 07/2019
    Cienega High School
    Vail, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-18
  • S63 Uniform Securities Agent State Law Examination
    2025-11-18
Other Names
  • Alexis Dow

View on SEC IAPD

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DARREN GRANT HESSELINK
DANIEL SHAY NENTL
DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

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