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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-11-06 |
| TX | RA | APPROVED | 2019-11-06 |
Branch Locations
10348 N. Sepulveda Blvd, Mission Hills, CA 91345 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Luxury Sapphire Banquet Hall | Van Nuys | CA | 06/2015 | Present |
| Axa Advisors, Llc | Woodland Hills | CA | 06/2017 | 02/2018 |
| Dfpg Investments, Inc. | Calabasas | CA | 05/2018 | 12/2018 |
| American Financial Network | Calabasas | CA | 05/2018 | 03/2019 |
| American Financial Network Advisory Services, Llc | Calabasas | CA | 05/2018 | 03/2019 |
| Jp Morgan Chase Bank, N.A. | Granada Hills | CA | 09/2019 | Present |
| Jp Morgan Securities Llc | Granada Hills | CA | 09/2019 | Present |
| Forks N Flip Flops, Llc. | North Hills | CA | 06/2020 | Present |
| Dba Forks "N" Flip Flops | North Hills | CA | 11/2020 | Present |
Entity Name: DBA Forks "N" Flip Flops Investment related: N Address: North Hills, CA 91343 Nature of the other business: ONLINE RECIPE BUSINESS Position/Title/Relationship: Owner Start Date: 11/24/2020 "Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 during trading hours Briefly describe your duties: Owner ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: FORKS N FLIP FLOPS, LLC. POSITION: OWNER START DATE: 6/4/2020 ADDRESS: 16432 Gledhill st. north hills, CA 91343 DETAILS: ONLINE RECIPE BUSINESS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 5 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: LUXURY SAPPHIRE BANQUET HALL POSITION: OFFICER START DATE: 6/1/2015 ADDRESS: 15524 Van Nuys CA DETAILS: EVENT VENUE FOR BIRTHDAY PARTIES AS WELL AS WEDDINGS AND BABY SHOWERS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 4 HOURS/MONTH HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-12 |
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