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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-11-06
TX RA APPROVED 2019-11-06
  • CA RA
    APPROVED
    Since 2019-11-06
  • TX RA
    APPROVED
    Since 2019-11-06

Branch Locations

10348 N. Sepulveda Blvd, Mission Hills, CA 91345 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Luxury Sapphire Banquet Hall Van Nuys CA 06/2015 Present
Axa Advisors, Llc Woodland Hills CA 06/2017 02/2018
Dfpg Investments, Inc. Calabasas CA 05/2018 12/2018
American Financial Network Calabasas CA 05/2018 03/2019
American Financial Network Advisory Services, Llc Calabasas CA 05/2018 03/2019
Jp Morgan Chase Bank, N.A. Granada Hills CA 09/2019 Present
Jp Morgan Securities Llc Granada Hills CA 09/2019 Present
Forks N Flip Flops, Llc. North Hills CA 06/2020 Present
Dba Forks "N" Flip Flops North Hills CA 11/2020 Present
  • 06/2015 → Present
    Luxury Sapphire Banquet Hall
    Van Nuys, CA
  • 06/2017 → 02/2018
    Axa Advisors, Llc
    Woodland Hills, CA
  • 05/2018 → 12/2018
    Dfpg Investments, Inc.
    Calabasas, CA
  • 05/2018 → 03/2019
    American Financial Network
    Calabasas, CA
  • 05/2018 → 03/2019
    American Financial Network Advisory Services, Llc
    Calabasas, CA
  • 09/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Granada Hills, CA
  • 09/2019 → Present
    Granada Hills, CA
  • 06/2020 → Present
    Forks N Flip Flops, Llc.
    North Hills, CA
  • 11/2020 → Present
    Dba Forks "N" Flip Flops
    North Hills, CA
Previous Registrations
  • 2018-06-01 → 2019-04-17
    American Financial Network Advisory Services, Llc
    Los Angeles, CA
  • 2018-01-17 → 2018-02-09
    North Hills, CA
    Los Angeles, CA
    Woodland Hills, CA
Other Businesses

Entity Name: DBA Forks "N" Flip Flops Investment related: N Address: North Hills, CA 91343 Nature of the other business: ONLINE RECIPE BUSINESS Position/Title/Relationship: Owner Start Date: 11/24/2020 "Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 during trading hours Briefly describe your duties: Owner ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: FORKS N FLIP FLOPS, LLC. POSITION: OWNER START DATE: 6/4/2020 ADDRESS: 16432 Gledhill st. north hills, CA 91343 DETAILS: ONLINE RECIPE BUSINESS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 5 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: LUXURY SAPPHIRE BANQUET HALL POSITION: OFFICER START DATE: 6/1/2015 ADDRESS: 15524 Van Nuys CA DETAILS: EVENT VENUE FOR BIRTHDAY PARTIES AS WELL AS WEDDINGS AND BABY SHOWERS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 4 HOURS/MONTH HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-12
  • S66 Uniform Combined State Law Examination
    2018-01-12
Other Names
  • Hernan Martinez-Guardado

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