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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-25 |
| CA | RA | APPROVED | 2024-05-31 |
Branch Locations
10348 N. Sepulveda Blvd, Mission Hills, CA 91345 • United States
13750 Foothill Blvd, Sylmar, CA 91342 • United States
19315 Saticoy St., Ste S, Reseda, CA 91335 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Simi Valley | CA | 02/2009 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Simi Valley | CA | 10/2015 | 09/2019 |
| Jpmorgan Chase Bank, N.A. | Mission Hills | CA | 10/2019 | Present |
| J.P. Morgan Securities Llc | Mission Hills | CA | 10/2019 | Present |
| Target Corporation | Simi Valley | CA | 03/2013 | 03/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-12 |
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