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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-25
CA RA APPROVED 2024-05-31
  • TX RA
    APPROVED
    Since 2025-06-25
  • CA RA
    APPROVED
    Since 2024-05-31

Branch Locations

10348 N. Sepulveda Blvd, Mission Hills, CA 91345 • United States

13750 Foothill Blvd, Sylmar, CA 91342 • United States

19315 Saticoy St., Ste S, Reseda, CA 91335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Simi Valley CA 02/2009 09/2019
Wells Fargo Clearing Services, Llc Simi Valley CA 10/2015 09/2019
Jpmorgan Chase Bank, N.A. Mission Hills CA 10/2019 Present
J.P. Morgan Securities Llc Mission Hills CA 10/2019 Present
Target Corporation Simi Valley CA 03/2013 03/2018
  • 02/2009 → 09/2019
    Wells Fargo Bank, Na
    Simi Valley, CA
  • 10/2015 → 09/2019
    Wells Fargo Clearing Services, Llc
    Simi Valley, CA
  • 10/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Mission Hills, CA
  • 10/2019 → Present
    Mission Hills, CA
  • 03/2013 → 03/2018
    Target Corporation
    Simi Valley, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-31
S63 Uniform Securities Agent State Law Examination 2016-05-12
  • S65 Uniform Investment Adviser Law Examination
    2024-05-31
  • S63 Uniform Securities Agent State Law Examination
    2016-05-12
Other Names
  • Sergio Tirado Arreola
  • Sergio Tirado

View on SEC IAPD

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