James Francis Sherlock

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2025 → 10/2025
  Florida Financial Advisors
  Tampa, FL
• 08/2021 → 05/2025
  Eckerd College
  St. Petersburg, FL
• 02/2025 → 05/2025
  Eckerd College
  St. Petersburg, FL
• 06/2022 → 08/2022
  Celtic House
  Arlington, VA
• 06/2021 → 08/2021
  Unemployed
  Arlington, VA
• 09/2017 → 06/2021
  Yorktown High School
  Arlington, VA
• 05/2019 → 08/2019
  Arlington Parks And Recreation
  Arlington, VA
• 05/2018 → 08/2018
  Arlington Parks And Recreation
  Arlington, VA
• 06/2017 → 09/2017
  Unemployed
  Arlington, VA
• 09/2014 → 06/2017
  Williamsburg Middle School
  Arlington, VA
• 03/2026 → Present
  Fisher Investments
  Tampa, FL
• 10/2025 → 03/2026
  Unemployed
  Clearwater, FL

Previous Registrations

• 2025-08-04 → 2025-10-14
  Florida Financial Advisors, Llc
  Tampa, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-06-18