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Thomas Cooper Smith

First Citizens Investor Services, Inc.

Winston-Salem, NC

Moncks Corner, SC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-12
  • NC RA
    APPROVED
    Since 2026-08-12

Branch Locations

3001 Trenwest Drive, Winston-Salem, NC 27103 • United States

212 E. Main Street, Moncks Corner, SC 29461 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 06/2025 Present
First Citizens Bank Raleigh NC 06/2025 Present
Oak Valley Golf Course Advance NC 04/2024 06/2025
First Citizens Bank Winston-Salem NC 05/2024 08/2024
First Citizens Bank Winston-Salem NC 05/2023 08/2023
Members Credit Union Mocksville NC 09/2021 06/2022
Ymca Young Men's Christian Association Clemmons NC 06/2022 08/2022
Davie County Schools Advance NC 06/2010 06/2022
North Carolina State University Raleigh NC 08/2022 05/2025
  • 06/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 06/2025 → Present
    First Citizens Bank
    Raleigh, NC
  • 04/2024 → 06/2025
    Oak Valley Golf Course
    Advance, NC
  • 05/2024 → 08/2024
    First Citizens Bank
    Winston-Salem, NC
  • 05/2023 → 08/2023
    First Citizens Bank
    Winston-Salem, NC
  • 09/2021 → 06/2022
    Members Credit Union
    Mocksville, NC
  • 06/2022 → 08/2022
    Ymca Young Men's Christian Association
    Clemmons, NC
  • 06/2010 → 06/2022
    Davie County Schools
    Advance, NC
  • 08/2022 → 05/2025
    North Carolina State University
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-06
S63 Uniform Securities Agent State Law Examination 2025-08-13
  • S65 Uniform Investment Adviser Law Examination
    2026-08-06
  • S63 Uniform Securities Agent State Law Examination
    2025-08-13

View on SEC IAPD

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Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC
GLOBAL VIEW CAPITAL MANAGEMENT LLC · WINSTON-SALEM, NC

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