Best Investors Account Sign in

Cody Nicpon

Ameriprise Financial Services, LLC

Brookfield, WI

Hartford, WI

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-08-21
  • WI RA
    APPROVED
    Since 2026-08-21

Branch Locations

300 N Corporate Dr Ste 100, Brookfield, WI 53045 • United States

Hartford, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc Brookfield WI 06/2026 Present
A.B. Data Whitefish Bay WI 02/2024 08/2024
Ameriprise Financial Brookfield WI 12/2025 04/2026
Mila Wealth Management Milwaukee WI 06/2025 08/2025
Washington County Golf Course Slinger WI 05/2020 02/2024
Unemployed Hartford WI 06/2016 05/2020
Uw-Milwaukee Milwaukee WI 09/2025 11/2025
Uw-Milwaukee Milwaukee WI 09/2024 05/2025
  • 06/2026 → Present
    Ameriprise Financial Services Llc
    Brookfield, WI
  • 02/2024 → 08/2024
    A.B. Data
    Whitefish Bay, WI
  • 12/2025 → 04/2026
    Ameriprise Financial
    Brookfield, WI
  • 06/2025 → 08/2025
    Mila Wealth Management
    Milwaukee, WI
  • 05/2020 → 02/2024
    Washington County Golf Course
    Slinger, WI
  • 06/2016 → 05/2020
    Unemployed
    Hartford, WI
  • 09/2025 → 11/2025
    Uw-Milwaukee
    Milwaukee, WI
  • 09/2024 → 05/2025
    Uw-Milwaukee
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-21
  • S66 Uniform Combined State Law Examination
    2026-08-21
Other Names
  • Cody Nicpon
  • Cody Walker Nicpon

View on SEC IAPD

Other Firms

ANNEX WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
MARINER
M HOLDINGS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
ENTASIS ASSET MANAGEMENT LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WHN INVESTOR SERVICES, INC.

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

More in Brookfield, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor