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Osvaldo Daniel Cavazos

First Command Advisory Services

Garden Grove, CA

Fort Worth, TX

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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-30
  • CA RA
    APPROVED
    Since 2026-07-30

Branch Locations

12419 Lewis St Ste 104, Garden Grove, CA 92840 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc Fort Worth TX 05/2025 08/2026
Uscis Laguna Niguel CA 10/2004 12/2022
None Lake Forest CA 12/2022 05/2025
First Command Brokerage Services, Inc. Fort Worth TX 08/2026 Present
First Command Advisory Services, Inc. Fort Worth TX 08/2026 Present
First Command Insurance Services, Inc. Fort Worth TX 08/2026 Present
  • 05/2025 → 08/2026
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 10/2004 → 12/2022
    Uscis
    Laguna Niguel, CA
  • 12/2022 → 05/2025
    None
    Lake Forest, CA
  • 08/2026 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 08/2026 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 08/2026 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-29
S63 Uniform Securities Agent State Law Examination 2026-02-27
  • S65 Uniform Investment Adviser Law Examination
    2026-05-29
  • S63 Uniform Securities Agent State Law Examination
    2026-02-27
Other Names
  • Daniel Cavazos

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · GARDEN GROVE, CA
J.P. MORGAN SECURITIES LLC · GARDEN GROVE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN GROVE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Garden Grove, CA
EAGLE STRATEGIES LLC · GARDEN GROVE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Garden Grove, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ANAHEIM, CA
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