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Alessandro Annese

Ubs Financial Services Inc.

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-25
  • FL RA
    APPROVED
    Since 2026-08-25

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vineyard Vines Boston MA 01/2022 06/2022
Vineyard Vines Boston MA 06/2022 12/2022
State Street Boston MA 01/2023 07/2023
Ralph Lauren Boston MA 07/2023 12/2023
Audax Group Boston MA 01/2024 07/2024
Citi Private Bank Miami FL 07/2025 04/2026
Northeastern University Boston MA 08/2021 05/2025
St. Thomas Aquinas High School Ft. Lauderdale FL 08/2017 05/2021
Nativity Catholic School Hollywood FL 08/2014 05/2017
Ubs Financial Services, Inc Miami FL 07/2026 Present
  • 01/2022 → 06/2022
    Vineyard Vines
    Boston, MA
  • 06/2022 → 12/2022
    Vineyard Vines
    Boston, MA
  • 01/2023 → 07/2023
    State Street
    Boston, MA
  • 07/2023 → 12/2023
    Ralph Lauren
    Boston, MA
  • 01/2024 → 07/2024
    Audax Group
    Boston, MA
  • 07/2025 → 04/2026
    Citi Private Bank
    Miami, FL
  • 08/2021 → 05/2025
    Northeastern University
    Boston, MA
  • 08/2017 → 05/2021
    St. Thomas Aquinas High School
    Ft. Lauderdale, FL
  • 08/2014 → 05/2017
    Nativity Catholic School
    Hollywood, FL
  • 07/2026 → Present
    Ubs Financial Services, Inc
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-23
S63 Uniform Securities Agent State Law Examination 2026-02-18
  • S65 Uniform Investment Adviser Law Examination
    2026-06-23
  • S63 Uniform Securities Agent State Law Examination
    2026-02-18

View on SEC IAPD

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Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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