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Margaret A Harcar

Osaic Wealth, Inc.

Fruitland Park, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-14
  • FL RA
    APPROVED
    Since 2024-06-14

Branch Locations

3261 Us Highway 441 Building D2, Fruitland Park, FL 34731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Romano-Securities America Longwood FL 11/1997 06/2024
Securities America, Inc. Langwood FL 11/1998 06/2024
Securities America Advisors Lady Lake FL 04/2023 06/2024
Osaic Wealth, Inc. Lady Lake FL 06/2024 Present
Osaic Wealth, Inc. Lady Lake FL 06/2024 Present
  • 11/1997 → 06/2024
    John Romano-Securities America
    Longwood, FL
  • 11/1998 → 06/2024
    Securities America, Inc.
    Langwood, FL
  • 04/2023 → 06/2024
    Securities America Advisors
    Lady Lake, FL
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Lady Lake, FL
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Lady Lake, FL
Previous Registrations
  • 2023-06-27 → 2024-06-14
    Securities America Advisors, Inc.
    Lady Lake, FL
Other Businesses

SELLER NAME IS MARK.CLEVE POSITION: Seller NATURE: Selling vintage/used items on ebay. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 1414 Torrey Pines Drive, Lady Lake FL 32159, United States DESCRIPTION: I am doing some selling on ebay, and have a store. I share the listings via Pinterest.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-05
  • S65 Uniform Investment Adviser Law Examination
    2022-08-05

View on SEC IAPD

Other Firms

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SPC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
FX2 CAPITAL
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JOHN ANDREW ROMANO
FRANKIE RICARDO BRIN
DANIEL CHRISTOPHER ZEBROWSKI
POLLY M WATSON
Ashton Elizabeth Thomas
ROBERT DREW DAVIS
CHRISTOPHER MICHAEL PONDS
RICARDO GREGORIO SERRA

Other Offices

VANDERBILT ADVISORY SERVICES · Fruitland Park, FL
SPC · Fruitland Park, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · LEESBURG, FL
FX2 CAPITAL · FRUITLAND PARK, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Leesburg, FL
TRUIST ADVISORY SERVICES, INC. · LEESBURG, FL
OSAIC WEALTH, INC. · LEESBURG, FL
WELLS FARGO CLEARING SERVICES, LLC · LEESBURG, FL

More in Fruitland Park, FL

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