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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
| NC | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
3261 Us Highway 441 Building D2, Fruitland Park, FL 34731 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Senior Capital Services | Longwood | FL | 08/1992 | Present |
| Securities America, Inc. | Lady Lake | FL | 09/1998 | 06/2024 |
| Securities America Advisors, Inc. | Lady Lake | FL | 10/1998 | 06/2024 |
| Osaic Wealth, Inc. | Lady Lake | FL | 06/2024 | Present |
1. DISTRIBUTION STRATEGIES FOR RETIREMENT BOOK AUTHOR 1% TIME SPENT 2. JOHN ROMANO POSITION: Owner-Author NATURE: DISTRIBUTION STRATEGIES FOR RETIREMENT BOOK AUTHOR 1% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 3261 US Highway 441, Building D2, Fruitland Park FL 34731, United States DESCRIPTION: Selling my book, DISTRIBUTION STRATEGIES FOR RETIREMENT, via Amazon, I am the author. 3. JOHN ROMANO POSITION: Registered representative NATURE: FIXED INSURANCE BUSINESS - ANNUITIES- SALES- AGENT- INVESTMENT RELATED- START DATE: 9/1998 LOCATED AT 3261 US Highway 441, Building D2 Fruitland Part, FL 34731 INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 09/01/1998 ADDRESS: 3261 US Highway 441, Building D2, Fruitland Park FL 34731, United States DESCRIPTION: FIXED INSURANCE BUSINESS - ANNUITIES- SALES- AGENT- INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1982-02-05 |
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