John Andrew Romano

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1992 → Present
  Senior Capital Services
  Longwood, FL
• 09/1998 → 06/2024
  Securities America, Inc.
  Lady Lake, FL
• 10/1998 → 06/2024
  Securities America Advisors, Inc.
  Lady Lake, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lady Lake, FL

Previous Registrations

• 1998-10-16 → 2024-06-14
  Securities America Advisors, Inc.
  Lady Lake, FL
  Apopka, FL

Other Businesses

1. DISTRIBUTION STRATEGIES FOR RETIREMENT BOOK AUTHOR 1% TIME SPENT 2. JOHN ROMANO POSITION: Owner-Author NATURE: DISTRIBUTION STRATEGIES FOR RETIREMENT BOOK AUTHOR 1% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 3261 US Highway 441, Building D2, Fruitland Park FL 34731, United States DESCRIPTION: Selling my book, DISTRIBUTION STRATEGIES FOR RETIREMENT, via Amazon, I am the author. 3. JOHN ROMANO POSITION: Registered representative NATURE: FIXED INSURANCE BUSINESS - ANNUITIES- SALES- AGENT- INVESTMENT RELATED- START DATE: 9/1998 LOCATED AT 3261 US Highway 441, Building D2 Fruitland Part, FL 34731 INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 09/01/1998 ADDRESS: 3261 US Highway 441, Building D2, Fruitland Park FL 34731, United States DESCRIPTION: FIXED INSURANCE BUSINESS - ANNUITIES- SALES- AGENT- INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-15
• S63 Uniform Securities Agent State Law Examination
  1982-02-05

Designations

• Certified Financial Planner