River Kisler

Ubs Financial Services Inc.

San Francisco, CA

Mill Valley, CA

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-07-28

CA RA
APPROVED

Since 2026-07-28

Branch Locations

400 S. El Camino Real Suite 900, San Mateo, CA 94402 • United States

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

2 Belvedere Place Suite 220, Mill Valley, CA 94941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Finnriver Cidery	Chimacum	WA	01/2016	06/2021
Santa Clara University	Santa Clara	CA	02/2022	06/2022
Ideaship	Portland	OR	11/2022	10/2024
Santa Clara University	Santa Clara	CA	06/2021	02/2022
Santa Clara University	Santa Clara	CA	06/2022	11/2022
Ubs Financial Services Inc.	San Mateo	CA	10/2024	04/2025
Ubs Financial Services Inc.	San Mateo	CA	04/2025	Present

01/2016 → 06/2021

Finnriver Cidery

Chimacum, WA
02/2022 → 06/2022

Santa Clara University

Santa Clara, CA
11/2022 → 10/2024

Ideaship

Portland, OR
06/2021 → 02/2022

Santa Clara University

Santa Clara, CA
06/2022 → 11/2022

Santa Clara University

Santa Clara, CA
10/2024 → 04/2025

Ubs Financial Services Inc.

San Mateo, CA
04/2025 → Present

Ubs Financial Services Inc.

San Mateo, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-27

S66 Uniform Combined State Law Examination

2026-07-27

View on SEC IAPD

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