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Leann Lumpkin

J.P. Morgan Securities LLC

Modesto, CA

Oakdale, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-28
  • CA RA
    APPROVED
    Since 2026-07-28

Branch Locations

2609 Mchenry Ave, Modesto, CA 95350 • United States

325 E "F" Street, Suite A, Oakdale, CA 95361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Modesto CA 11/2019 Present
Jpmorgan Chase Bank, N.A. Modesto CA 11/2019 Present
State Farm Arcadia CA 08/2018 12/2018
Educational Employees Credit Union Merced CA 11/2017 08/2018
Edwin Mills By Equator Pasadena CA 01/2019 10/2019
Full Time Education Merced CA 09/2016 10/2017
  • 11/2019 → Present
    J.P. Morgan Securities Llc
    Modesto, CA
  • 11/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Modesto, CA
  • 08/2018 → 12/2018
    State Farm
    Arcadia, CA
  • 11/2017 → 08/2018
    Educational Employees Credit Union
    Merced, CA
  • 01/2019 → 10/2019
    Edwin Mills By Equator
    Pasadena, CA
  • 09/2016 → 10/2017
    Full Time Education
    Merced, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-28
S63 Uniform Securities Agent State Law Examination 2020-02-03
  • S66 Uniform Combined State Law Examination
    2026-07-28
  • S63 Uniform Securities Agent State Law Examination
    2020-02-03
Other Names
  • Leann Lumpkin
  • Leann R Lumpkin

View on SEC IAPD

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Other Investors

TODD E BARTON
KATRINA M MORGANSON
JESSE G CORTEZ
CALVIN L HEIM
BRIAN WAYNE STEVENS
VICKY M JOHNSON
CORY ALAN KELLY
ANGELO MICHAEL GIANNOSA

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
PRINCIPAL SECURITIES, INC. · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
INTEGRAL WEALTH MANAGEMENT · Modesto, CA
OLIVEIRA WEALTH · MODESTO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
OSAIC WEALTH, INC. · MODESTO, CA

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