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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-29 |
| CA | RA | APPROVED | 2019-09-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Anaheim | CA | 08/2016 | 09/2019 |
| Jp Morgan Securities Llc | Anaheim | CA | 08/2016 | 10/2019 |
| J.P. Morgan Securities Llc | Brea | CA | 10/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Brea | CA | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-03 |
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