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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-08-13
TX RA APPROVED 2026-08-12
  • IA RA
    APPROVED
    Since 2026-08-13
  • TX RA
    APPROVED
    Since 2026-08-12

Branch Locations

1776 Pleasant Plain Rd. , Fairfield, IA 52556 • United States

Buda, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial, Inc. Austin TX 01/2020 02/2022
University Federal Credit Union Austin TX 05/2017 01/2020
Cuso, Lp Austin TX 10/2018 01/2020
Uptown Valet And Transportation Austin TX 05/2012 05/2017
Cetera Advisor Networks Llc El Segundo CA 02/2022 01/2025
Cetera Investment Services Llc St Cloud MN 02/2022 01/2025
Cetera Advisors Llc Greenwood Village CO 02/2022 01/2025
Cetera Financial Specialists Llc Schaumburg IL 02/2022 01/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2023 01/2025
Cambridge Investment Research, Inc. Fairfield IA 08/2026 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2026 Present
Revolt Financial Fort Lauderdale FL 01/2025 02/2025
N/A Buda TX 02/2025 08/2026
  • 01/2020 → 02/2022
    Kestra Financial, Inc.
    Austin, TX
  • 05/2017 → 01/2020
    University Federal Credit Union
    Austin, TX
  • 10/2018 → 01/2020
    Cuso, Lp
    Austin, TX
  • 05/2012 → 05/2017
    Uptown Valet And Transportation
    Austin, TX
  • 02/2022 → 01/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2022 → 01/2025
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2022 → 01/2025
    Cetera Advisors Llc
    Greenwood Village, CO
  • 02/2022 → 01/2025
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2023 → 01/2025
    Schaumburg, IL
  • 08/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2026 → Present
    Fairfield, IA
  • 01/2025 → 02/2025
    Revolt Financial
    Fort Lauderdale, FL
  • 02/2025 → 08/2026
    N/A
    Buda, TX
Previous Registrations
Other Businesses

1. FREMGEN FINANCIAL, LLC, 130 LONGSTRAW DR, BUDA TX 78610, 02/2025, OWNER, DBA NAME, NIR, 0 HR/MO - 0 HR/MO TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD IA 52556, 08/2026, INVESTMENT ADVISOR REPRESENTATIVE, CIRA AFFILIATION, INV REL, 160 HR/MO - 120 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-25
  • S66 Uniform Combined State Law Examination
    2019-10-25
Other Names
  • Jacob Ives Fremgen
  • Jacob Fremgen

View on SEC IAPD

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