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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-07-13 |
Branch Locations
1201 Pacific Ave. Suite 1500, Tacoma, WA 98402-4322 • United States
401 Union Street Suite 3600, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Seattle | WA | 11/2014 | 06/2017 |
| Charles Schwab Bank | Seattle | WA | 02/2015 | 06/2017 |
| Ubs Financial Services Inc. | Bellevue | WA | 07/2017 | 07/2026 |
| Rbc Capital Markets, Llc | Seattle | WA | 07/2026 | Present |
(1) NAME OF ENTITY: Honeybadger operations and training LLC ADDRESS: 1900 3rd Avenue Seattle wa 98101 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 01, 2024 CAPACITY: Owner DUTIES: Co-owner of HB Ops. Solely work on payroll twice a month. Unpaid role. Work on payroll approximately 30 minutes to 1 hour per day. HB Ops offers jiujitsu classes and self defense classes. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-21 |
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