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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-15 |
Branch Locations
1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States
Lemont, IL • United States
1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2012 | 08/2018 |
| Ubs Securities Llc | Nashville | TN | 08/2018 | 07/2022 |
| Ubs Financial Services Inc. | Nashville | TN | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-15 |
| S66 | Uniform Combined State Law Examination | 2013-02-08 |
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