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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-29
  • CA RA
    APPROVED
    Since 2026-07-29

Branch Locations

832 12Th Street Suite 601, Modesto, CA 95354 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associate, Inc. Modesto CA 07/2021 08/2025
Raymond James & Associate, Inc. Modesto CA 08/2025 Present
Contentment Brewing Company Modesto CA 07/2019 02/2023
Modesto Pregnancy Center Modesto CA 03/2016 04/2022
Merrill Lynch Modesto CA 07/2012 04/2017
  • 07/2021 → 08/2025
    Raymond James & Associate, Inc.
    Modesto, CA
  • 08/2025 → Present
    Raymond James & Associate, Inc.
    Modesto, CA
  • 07/2019 → 02/2023
    Contentment Brewing Company
    Modesto, CA
  • 03/2016 → 04/2022
    Modesto Pregnancy Center
    Modesto, CA
  • 07/2012 → 04/2017
    Merrill Lynch
    Modesto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-27
  • S66 Uniform Combined State Law Examination
    2026-07-27
Other Names
  • Stephanie Maria Faircloth

View on SEC IAPD

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