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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-08-06 |
Branch Locations
300 Colorado St Ste 2600, Austin, TX 78701 • United States
3320 Westrac Dr Ste D, Fargo, ND 58103 • United States
Milford, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arrow Electronics Inc | Englewood | CO | 03/2014 | 02/2017 |
| Capital Choice Financial Services | Greensboro | GA | 04/2016 | 06/2017 |
| Ccf Investments Inc | Greensboro | GA | 10/2016 | 06/2017 |
| Ameritas Investment Corp. | Lincoln | NE | 06/2017 | 02/2019 |
| Border States Electric | Fargo | ND | 02/2017 | Present |
| Matthew Moxness | Kent | MN | 10/2018 | Present |
| Integrity Financial | Fargo | ND | 08/2015 | Present |
| Lion Street Financial | Fago | ND | 02/2019 | Present |
| Integrity Alliance, Llc. | Fargo | ND | 11/2025 | Present |
1)E4 BROKERAGE LLC POSITION: Life Ins Agent NATURE: Online quoting tool for term INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/04/2019 ADDRESS: 2280 45th St S. Ste C, Fargo ND 58104, United States DESCRIPTION: Send in tickets for life apps 2)CALIBRATE WEALTH PARTNERS POSITION: Sole Proprietor. NATURE: Provide financial education through the sale of term life insurance and various investment products. INVESTMENT RELATED: Yes. NUMBER OF HOURS: 32. SECURITIES TRADING HOURS: 16. START DATE: 01/17/2023. ADDRESS: 3320 Westrac Dr. S, Suite D, Fargo ND 58103, United States DESCRIPTION: Provide financial education through the sale of term life insurance and various investment products. 3)BORDER STATES ELECTRIC POSITION: Employee. NATURE: Construction, Industrial, and Utility electrical distribution. INVESTMENT RELATED: No. NUMBER OF HOURS: 160. SECURITIES TRADING HOURS: 160. START DATE: 02/13/2017 ADDRESS: 2400 38th St S, Fargo ND 58104, United States DESCRIPTION: Project management and implementation for the supply chain services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-18 |
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