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2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-07-13 |
Branch Locations
2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Investments / Amundi Pioneer | Miami | FL | 03/2015 | 10/2019 |
| Capital Group Companies | New York | NY | 11/2019 | 09/2021 |
| Capital Group - American Funds Distributors, Inc. | Los Angeles | CA | 09/2021 | 05/2023 |
| Voya Investments Distributor, Llc | Windsor | CT | 07/2023 | 02/2026 |
| Voya Investment Management Co. | New York | NY | 07/2023 | 02/2026 |
| Voya Investment Management | Avon | CO | 07/2023 | 02/2026 |
| Thornburg Investment Management | Santa Fe | NM | 05/2026 | Present |
?Name of the other business: Skylight Yoga ?Is the business Investment Related: No ?The address of the other business: 7900 Tatum Waterway Dr #303, Miami Beach, FL 33141 ?The nature of the other business: teaching yoga ?Your position/title: registered yoga teacher ?Start date: March 2019 ?The number of hours/month you devote to the other business: 10-20 hours / month ?The number of hours during securities trading hours: 0 RiverOaks Condo Association 38596 Hwy 6 Avon CO 81620 Vice president Homeowners Association
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-28 |
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