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Larry Duggins King

LPl Financial LLC

Tampa, FL

CRD 5794862

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-23
  • FL RA
    APPROVED
    Since 2026-07-23

Branch Locations

201 North Franklin Street Suite 100, Tampa, FL 33602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 10/2010 11/2016
Wells Fargo Bank Na New York NY 08/2013 07/2021
Wells Fargo Clearing Services, Llc New York NY 11/2016 08/2024
Fifth Third Bank Tampa FL 10/2024 04/2026
Wells Fargo Bank Na Tampa FL 07/2021 08/2024
First Horizon Bank Tampa FL 05/2026 Present
Lpl Financial Llc Tampa FL 07/2026 Present
  • 10/2010 → 11/2016
    Wells Fargo Advisors Llc
    New York, NY
  • 08/2013 → 07/2021
    Wells Fargo Bank Na
    New York, NY
  • 11/2016 → 08/2024
    New York, NY
  • 10/2024 → 04/2026
    Fifth Third Bank
    Tampa , FL
  • 07/2021 → 08/2024
    Wells Fargo Bank Na
    Tampa, FL
  • 05/2026 → Present
    First Horizon Bank
    Tampa, FL
  • 07/2026 → Present
    Tampa, FL
Previous Registrations
  • 2010-12-17 → 2024-08-30
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Minneapolis, MN
    Minneapolis, MN
    New York, NY
    Tarpon Springs, FL
    Tampa, FL
Other Businesses

1. “Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Inv Rel - At Reported Business Location (s) - Start Date : 07/2026 2. 07/2026– First Horizon Bank – Financial Institution Duty – Inv Related – 100 Hour(s)/Month – 100 Hour(s) During Trading – Tampa FL 33602 – OBA Start Date: 07/09/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-03
  • S66 Uniform Combined State Law Examination
    2010-12-03
Other Names
  • Duggins King
  • Larry D King
  • Larry Duggins King

View on SEC IAPD

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