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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-08-17 |
Branch Locations
999 3Rd Ave 40Th Fl [Support Center], Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Burlingame | CA | 02/2011 | 07/2018 |
| Td Ameritrade | Elk Grove | CA | 09/2018 | 09/2019 |
| Fidelity Investments | Salt Lake City | UT | 06/2021 | 06/2025 |
| Homemaker | Elk Grove | CA | 09/2019 | 01/2020 |
| San Jose State University | San Jose | CA | 01/2020 | 06/2021 |
| Fidelity Investments | Boston | MA | 03/2025 | 06/2025 |
| N/A | Silverdale | WA | 06/2025 | 08/2026 |
| Wells Fargo Clearing Services, Llc | Tacoma | WA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-05 |
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