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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-20 |
Branch Locations
201 South Grove Avenue, Barrington, IL 60010 • United States
333 North Northwest Highway, Barrington, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Arlington Heights | IL | 03/2016 | 08/2017 |
| Thrivent Financial | Appleton | WI | 05/2016 | 08/2017 |
| Pnc Investments | Pittsburgh | PA | 08/2017 | 10/2018 |
| Pnc Bank | Buffalo Grove | IL | 08/2017 | 10/2018 |
| Bmo Harris Bank | Palatine | IL | 10/2018 | Present |
| Lpl Financial Llc | Barrington | IL | 03/2021 | Present |
1)03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Barrington, IL 60010 2)06/2021 - Financial Institution Duty - BMO Harris Bank - Investment Related - Barrington, IL 60010
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-19 |
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