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Lucas Legler

Td Private Client Wealth LLC

Tampa, FL

Portland, ME

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-19
NC RA APPROVED 2026-08-18
SC RA APPROVED 2026-08-18
MD RA APPROVED 2026-08-17
HI RA APPROVED 2026-08-14
IL RA APPROVED 2026-08-12
MI RA APPROVED 2026-08-12
MT RA APPROVED 2026-08-12
OR RA APPROVED 2026-08-12
CO RA APPROVED 2026-08-11
CT RA APPROVED 2026-08-11
NH RA APPROVED 2026-08-11
WA RA APPROVED 2026-08-11
WI RA APPROVED 2026-08-11
CA RA APPROVED 2026-08-10
DE RA APPROVED 2026-08-10
KS RA APPROVED 2026-08-10
LA RA APPROVED 2026-08-10
ME RA APPROVED 2026-08-10
MN RA APPROVED 2026-08-10
MO RA APPROVED 2026-08-10
NV RA APPROVED 2026-08-10
OH RA APPROVED 2026-08-10
VT RA APPROVED 2026-08-10
VA RA APPROVED 2026-08-10
PA RA APPROVED 2024-11-15
NJ RA APPROVED 2024-11-14
NY RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-10-09
FL RA APPROVED 2023-06-13
  • AZ RA
    APPROVED
    Since 2026-08-19
  • NC RA
    APPROVED
    Since 2026-08-18
  • SC RA
    APPROVED
    Since 2026-08-18
  • MD RA
    APPROVED
    Since 2026-08-17
  • HI RA
    APPROVED
    Since 2026-08-14
  • IL RA
    APPROVED
    Since 2026-08-12
  • MI RA
    APPROVED
    Since 2026-08-12
  • MT RA
    APPROVED
    Since 2026-08-12
  • OR RA
    APPROVED
    Since 2026-08-12
  • CO RA
    APPROVED
    Since 2026-08-11
  • CT RA
    APPROVED
    Since 2026-08-11
  • NH RA
    APPROVED
    Since 2026-08-11
  • WA RA
    APPROVED
    Since 2026-08-11
  • WI RA
    APPROVED
    Since 2026-08-11
  • CA RA
    APPROVED
    Since 2026-08-10
  • DE RA
    APPROVED
    Since 2026-08-10
  • KS RA
    APPROVED
    Since 2026-08-10
  • LA RA
    APPROVED
    Since 2026-08-10
  • ME RA
    APPROVED
    Since 2026-08-10
  • MN RA
    APPROVED
    Since 2026-08-10
  • MO RA
    APPROVED
    Since 2026-08-10
  • NV RA
    APPROVED
    Since 2026-08-10
  • OH RA
    APPROVED
    Since 2026-08-10
  • VT RA
    APPROVED
    Since 2026-08-10
  • VA RA
    APPROVED
    Since 2026-08-10
  • PA RA
    APPROVED
    Since 2024-11-15
  • NJ RA
    APPROVED
    Since 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-10-09
  • FL RA
    APPROVED
    Since 2023-06-13

Branch Locations

2307 W Kennedy Boulevard, Tampa, FL 33609 • United States

1 Portland Square, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2012 07/2019
Bank Of America, N.A. Chandler AZ 12/2017 07/2019
Fisher Investments Plano TX 07/2019 07/2021
Florida Financial Advisors Tampa FL 12/2021 05/2022
Unemployed/Studying Tampa FL 07/2021 12/2021
Lpl Financial Tampa FL 05/2022 05/2023
Td Bank N.A. Tampa AK 05/2023 09/2025
Td Private Client Wealth Llc Tampa FL 05/2023 Present
Td Bank Llc Tampa FL 09/2025 Present
  • 02/2012 → 07/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 12/2017 → 07/2019
    Bank Of America, N.A.
    Chandler, AZ
  • 07/2019 → 07/2021
    Fisher Investments
    Plano, TX
  • 12/2021 → 05/2022
    Florida Financial Advisors
    Tampa, FL
  • 07/2021 → 12/2021
    Unemployed/Studying
    Tampa, FL
  • 05/2022 → 05/2023
    Lpl Financial
    Tampa, FL
  • 05/2023 → 09/2025
    Td Bank N.A.
    Tampa, AK
  • 05/2023 → Present
    Td Private Client Wealth Llc
    Tampa, FL
  • 09/2025 → Present
    Td Bank Llc
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-06-26
S66 Uniform Combined State Law Examination 2018-02-12
  • S63 Uniform Securities Agent State Law Examination
    2026-06-26
  • S66 Uniform Combined State Law Examination
    2018-02-12
Other Names
  • Luke Legler
  • Lucas Legler
  • Lucas Charles Legler

View on SEC IAPD

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