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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-15 |
Branch Locations
10369 Clayton Rd, Frontenac, MO 63131 • United States
Clayton, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coats And Things | St Louis | MO | 10/1974 | Present |
| Wells Fargo Advisors Llc | Frontenac | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | Present |
TTEE FOR WIFE'S FAMILY TRUST, INVESTMENT RELATED, LESS THAN 1 HOUR PER MONTH, ST LOUIS MO, START 03/13/2013 - TTEE FOR WIFE, INVESTMENT RELATED, LESS THAN ONE HOUR PER MONTH, ST LOUIS MO, START 03/13/2013. - BETA FORUM II; NOT INVESTMENT RELATED; ST. LOUIS, MO; SOCIAL & BUSINESS NETWORKING CLUB; TREASURER; START DATE = SEPTEMBER 2009; 2 HOURS DEVOTED PER MONTH; NOT DURING TRADING HOURS; DUTIES INVOLVE COLLECTING THE ANNUAL DUES TO PAY FOR SOCIAL EVENTS/MEALS.; CO-TRUSTEE FOR SPOUSE, INV RELATED, ST. LOUIS, MO, START: 10/26/2021, 1 HR/MONTH, 1 HR DURING TRADING.; CO-TRUSTEE FOR SPOUSE, INV RELATED, ST. LOUIS, MO, START: 10/26/2021, 1 HR/MONTH, 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-01-16 |
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