Best Investors Account Sign in

Vicki Kaye Barnes

Wells Fargo Clearing Services, LLC

Beverly Hills, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-11
TX RA APPROVED 2026-07-10
  • CA RA
    APPROVED
    Since 2026-07-11
  • TX RA
    APPROVED
    Since 2026-07-10

Branch Locations

433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Beverly Hills CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Beverly Hills CA 11/2016 Present
Previous Registrations
  • 2011-01-03 → 2026-02-17
    Wells Fargo Clearing Services, Llc
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Westlake Village, CA
  • 2009-06-18 → 2011-01-03
    Wells Fargo Investments, Llc
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-16
S63 Uniform Securities Agent State Law Examination 1995-11-15
  • S66 Uniform Combined State Law Examination
    2009-06-16
  • S63 Uniform Securities Agent State Law Examination
    1995-11-15
Other Names
  • Vicki Kaye Barnes
  • Dutt Barnes

View on SEC IAPD

Other Firms

MORGAN STANLEY
EAGLE STRATEGIES LLC
RBC SECURITIES, INC
RBC ROCHDALE, LLC
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
KONDO WEALTH ADVISORS, INC

Other Investors

CECIL YAN SEE HO
JONATHAN Y MCLEAN
ERIN PATRICE BROOKS
Audrey Shih-Min Chang
JULIE FORMAN
KAMRAN W. HEDJASI
HRIPSIME SIMA KEOSHGERIAN
LILY CAI

Other Offices

MORGAN STANLEY · Pasadena, CA
EAGLE STRATEGIES LLC · Pasadena, CA
RBC SECURITIES, INC · Pasadena, CA
EAGLE STRATEGIES LLC · PASADENA, CA
RBC ROCHDALE, LLC · Pasadena, CA
EAGLE STRATEGIES LLC · PASADENA, CA
LPL FINANCIAL LLC · PASADENA, CA
LPL FINANCIAL LLC · PASADENA, CA

More in Beverly Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor