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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-03 |
Branch Locations
60 Willow Street Suite 101, Mystic, CT 06355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Mystic | CT | 06/2009 | 05/2017 |
| Janney Montgomery Scott Llc | Mystic | CT | 05/2017 | 05/2026 |
| Janney Montgomery Scott Llc | Mystic | CT | 05/2026 | 08/2026 |
| Janney Montgomery Scott Llc | Mystic | CT | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-01 |
| S66 | Uniform Combined State Law Examination | 2000-11-15 |
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