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Lisa M Cayer

Janney Montgomery Scott LLC

Mystic, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-03
  • CT RA
    APPROVED
    Since 2026-08-03

Branch Locations

60 Willow Street Suite 101, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Mystic CT 06/2009 05/2017
Janney Montgomery Scott Llc Mystic CT 05/2017 05/2026
Janney Montgomery Scott Llc Mystic CT 05/2026 08/2026
Janney Montgomery Scott Llc Mystic CT 08/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-01
S66 Uniform Combined State Law Examination 2000-11-15
  • S65 Uniform Investment Adviser Law Examination
    2026-08-01
  • S66 Uniform Combined State Law Examination
    2000-11-15
Other Names
  • Lisa Michele Rich
  • Lisa M Cayer

View on SEC IAPD

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