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Current Employers
Rbc Global Asset Management (U.S.) Inc.

250 Nicollet Mall Suite 1550, Minneapolis, MN 55401-7585 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-08-31
GA RA APPROVED 2026-08-27
  • UT RA
    APPROVED
    Since 2026-08-31
  • GA RA
    APPROVED
    Since 2026-08-27

Branch Locations

250 Nicollet Mall Suite 1550, Minneapolis, MN 55401-7585 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pma Financial Network, Llc Naperville IL 11/2024 03/2025
Pma Securities, Llc Atlanta GA 11/2024 03/2025
Public Trust Advisors Llc Chamblee GA 04/2020 03/2025
State Of Georgia - Office Of The State Treasurer Atlanta GA 03/1996 04/2020
Rbc Capital Markets, Llc Lennox GA 03/2025 Present
  • 11/2024 → 03/2025
    Pma Financial Network, Llc
    Naperville, IL
  • 11/2024 → 03/2025
    Pma Securities, Llc
    Atlanta, GA
  • 04/2020 → 03/2025
    Public Trust Advisors Llc
    Chamblee, GA
  • 03/1996 → 04/2020
    State Of Georgia - Office Of The State Treasurer
    Atlanta, GA
  • 03/2025 → Present
    Rbc Capital Markets, Llc
    Lennox, GA
Other Businesses

(1) NAME OF ENTITY: Government Finance Officers Association ADDRESS: 203 North LaSalle Street, Suite 2700, Chicago, IL 60601 INVESTMENT/NOT INVESTMENT RELATED: Not investment related BUSINESS DESCRIPTION: Professional Association CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 09/15/2025 DUTIES: Treasury & Investment Management (TIM) committee includes nonvoting advisors who are experts in the committee's area of interest. HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.5 (2) NAME OF ENTITY: YMCA ADDRESS: 1160 Moores Mill Road Atlanta, GA 30327 INVESTMENT/NOT INVESTMENT RELATED: Not investment related BUSINESS DESCRIPTION: Gym CAPACITY: Instructor START DATE: 03/03/2025 DUTIES: Indoor Cycling Instructor HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: National Association of State Treasurers (NAST) ADDRESS: 1201 Pennsylvania Avenue, Suite 800, Washington, DC 20004 INVESTMENT/NOT INVESTMENT RELATED:Not investment related BUSINESS DESCRIPTION: Professional Association CAPACITY: Serves as the nation's foremost authority for responsible state treasury programs and related financial practices, policies and education. START DATE: 01/01/2025 DUTIES: Chair of the Corporate Affiliate Board HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-01-31
  • S63 Uniform Securities Agent State Law Examination
    2025-01-31
Designations
Other Names
  • Laura Elizabeth Buik

View on SEC IAPD

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