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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Tyler | TX | 08/2016 | 10/2018 |
| Unemployed | Mineola | TX | 10/2018 | 02/2019 |
| Regions Bank | Tyler | TX | 03/2019 | 09/2019 |
| Cetera Investment Advisers Llc | Tyler | TX | 06/2019 | 09/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | 09/2019 |
| Morgan Stanley | Tyler | TX | 09/2019 | 03/2026 |
| Ubs Financial Services Inc. | Tyler | TX | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-26 |
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