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Kathryn Ann Acer-Richard

Wells Fargo Clearing Services, LLC

Woodbury, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-19
TX RA APPROVED_RES 2014-10-15
  • NY RA
    APPROVED
    Since 2021-07-19
  • TX RA
    APPROVED_RES
    Since 2014-10-15

Branch Locations

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodbury NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Woodbury NY 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-01-23
  • S63 Uniform Securities Agent State Law Examination
    1985-01-23
Other Names
  • Kathy Acer
  • Kathryn A Acer
  • Kathryn Ann Acer
  • Kathryn Ann Acer-Richard

View on SEC IAPD

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Other Offices

VANDERBILT ADVISORY SERVICES · WOODBURY, NY
CONSOLIDATED PORTFOLIO REVIEW CORP · WOODBURY, NY
FUSION FAMILY WEALTH, LLC · WOODBURY, NY
MML INVESTORS SERVICES, LLC · Woodbury, NY
MML INVESTORS SERVICES, LLC · Woodbury, NY
MG PLANNING SERVICES, INC. · WOODBURY, NY
TRIDENT ADVISORS LLC · WOODBURY, NY
HERITAGE ADVISORY LLC · WOODBURY, NY

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