Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 1987-01-31 |
Branch Locations
2425 Post Rd Ste 207, Southport, CT 06890 • United States
Fairfield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Westport | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Southport | CT | 03/2020 | Present |
Independent Insurance Brokering; Athene; 09/22/2020; Fixed Annuity. Outside Employment; Sports Officiating; Basketball ref, baseball ump; ; Various, ,; ; ; 10 to 19 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-29 |
Reach out to this advisor